SM Investment Advisors Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SM Investment Advisors Limited, a Hong Kong-based licensed corporation with CE reference BEC300. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 6). Earliest licence on file: 2014-12-03.
- Category:
-
Buyside · Hedge fund ?
- Registered address:
- Unit 1503, Office 9, Level 15, Admiralty Center Tower 1, 18 Harcourt Road, Admiralty
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 - Asset management | 2014-12-03 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mohammed M Gh Sh Ali-Reda | RO 9 Rep 9 | 2020-05 | Present |
| Jad Salha | RO 9 Rep 9 | 2021-08 | Present |
| Anuj Sehgal | RO 9 | 2014-12 | 2021-11 |
| Hetalkumar Bipinchandra Shah | RO 9 | 2014-12 | 2021-11 |
| Benjamin Piers Algernon Litherland | Rep 9 | 2016-04 | 2020-02 |
| Hung Bun Lee 李鴻斌 | RO 9 Rep 9 | 2015-11 | 2019-12 |
Showing 1–6 of 6
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 904 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 890 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 437 staff - 1 shared activity type - 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 411 staff - 1 shared activity type - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 406 staff - 1 shared activity type - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 319 staff - 1 shared activity type - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 1 shared activity type - 瑞穗證券亞洲有限公司