SM Investment Advisors Limited

CE No. BEC300 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SM Investment Advisors Limited (), a Hong Kong-based licensed corporation with CE reference BEC300. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 6). Earliest licence on file: 2014-12-03.

Registered address

Unit 1503, Office 9, Level 15, Admiralty Center Tower 1, 18 Harcourt Road, Admiralty

Licence history

ActivityFromTo
Type 9 — Asset management 2014-12-03 present

Licensed staff (all-time) (6)
Active on date

Name Activities First licensed To
Mohammed M Gh Sh Ali-Reda RO 9 Rep 9 2020-05 Present
Hung Bun Lee 李鴻斌 RO 9 Rep 9 2015-11 2019-12
Jad Salha RO 9 Rep 9 2021-08 Present
Anuj Sehgal RO 9 2014-12 2021-11
Hetalkumar Bipinchandra Shah RO 9 2014-12 2021-11
Benjamin Piers Algernon Litherland Rep 9 2016-04 2020-02
Showing 1–6 of 6

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司

Related