BY Financials Limited

CE No. BWS523 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BY Financials Limited (), a Hong Kong-based licensed corporation with CE reference BWS523. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 2). Earliest licence on file: 2026-05-14.

Registered address

Suite 4712, 47/F, The Center, 99 Queen's Road Central, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2026-05-14 present
Type 4 — Advising on securities 2026-05-14 present
Type 9 — Asset management 2026-05-14 present

Licensed staff (all-time) (2)
Active on date

Name Activities First licensed To
Ting Ke 柯艇 RO 1, 4, 9 2026-05 Present
Zhen Shi 石振 RO 1, 4, 9 2026-05 Present
Showing 1–2 of 2

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 920 staff · 3 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 894 staff · 3 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司

Related