Sophia Asset Management Limited

崇智資產管理有限公司
CE No. AUC509 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Asset Management Limited (崇智資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AUC509. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 2). Earliest licence on file: 2009-12-09.

Registered address

No. 2713, 27/F, AXA Southside, 38 Wong Chuk Hang Road, Wong Chuk Hang

Licence history

ActivityFromTo
Type 9 — Asset management 2009-12-09 present

Licensed staff (all-time) (2)
Active on date

Name Activities First licensed To
Feng Bai Ye 白峰 RO 9 2009-12 Present
Cynthia Chit Sum Ng 吳哲心 RO 9 2009-12 Present
Showing 1–2 of 2

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 919 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 894 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 432 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 407 staff · 1 shared activity type · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 385 staff · 1 shared activity type · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 324 staff · 1 shared activity type · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 272 staff · 1 shared activity type · 瑞穗證券亞洲有限公司

Related