Windrose Investment Management (Asia) Limited

CE No. BMG917 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Windrose Investment Management (Asia) Limited (), a Hong Kong-based licensed corporation with CE reference BMG917. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2018-06-14.

Licence history

ActivityFromTo
Type 9 — Asset management 2018-06-14 2024-09-05

Licensed staff (all-time) (5)
Active on date

Name Activities First licensed To
Gregory Edward Davidson RO 9 2018-06 2023-07
Sai Kit Lam 林世傑 RO 9 2018-06 2018-12
Steven Jonathan Reece RO 9 2018-12 2023-07
Zuodong Lin 林作棟 Rep 9 2018-09 2021-08
Yi Shing Yiu 姚懿成 Rep 9 2018-11 2019-08
Showing 1–5 of 5

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