Joseph Chi Kong Hui
許志光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Chi Kong Hui (許志光), a licensed former licensee with CE reference AEZ713. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-05 | 2021-08-20 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 9 — Asset management | 2021-07-05 | 2021-08-20 |
| Basel Capital Limited 巴塞爾資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-09 | 2021-01-05 |
| Basel Capital Limited 巴塞爾資本有限公司 |
Rep | Type 9 — Asset management | 2020-11-09 | 2021-01-05 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-29 | 2020-10-11 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-13 | 2020-10-11 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-13 | 2020-10-11 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-22 | 2020-07-02 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-22 | 2020-07-02 |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-14 | 2015-10-03 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-06 | 2015-10-03 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-26 | 2011-03-04 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-06 | 2011-03-04 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-18 | 2009-02-06 |