Sunny Mallick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Mallick, a licensed Representative with CE reference BUE053. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 1.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-01-17 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-01-17 | present |
| Nuvama Investment Advisors (Hongkong) Private Limited | Rep | Type 1 - Dealing in securities | 2024-05-08 | 2024-10-18 |
| Nuvama Investment Advisors (Hongkong) Private Limited | Rep | Type 2 - Dealing in futures contracts | 2024-05-08 | 2024-10-18 |
| Nuvama Investment Advisors (Hongkong) Private Limited | Rep | Type 4 - Advising on securities | 2024-05-08 | 2024-10-18 |
| Nuvama Investment Advisors (Hongkong) Private Limited | Rep | Type 5 - Advising on futures contracts | 2024-05-08 | 2024-10-18 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Sunny Mallick during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lee Quan Chan | Nuvama Investment Advisors (Hongkong) Private Limited | 2024 |
| Philip Yin Loong Cheung | Nuvama Investment Advisors (Hongkong) Private Limited | 2024 |