Paul John Pheby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul John Pheby, a licensed former licensee with CE reference AAW503. This person has 16.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Asset Management Limited 同人資産管理有限公司 |
RO | Type 9 - Asset management | 2016-06-06 | 2019-06-20 |
| Alliance Asset Management Limited 同人資産管理有限公司 |
Rep | Type 9 - Asset management | 2016-05-24 | 2016-06-06 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-10 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-10 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-10 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2016-04-08 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul John Pheby during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.