Arthur Chong Wah Maloy
馬忠樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Chong Wah Maloy (馬忠樺), a licensed former licensee with CE reference ARJ093. This person has 13.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascent Capital Advisors Limited | RO | Type 1 - Dealing in securities | 2013-11-08 | 2022-03-07 |
| Ascent Capital Advisors Limited | RO | Type 4 - Advising on securities | 2013-11-08 | 2022-03-07 |
| Ascent Capital Advisors Limited | RO | Type 6 - Advising on corporate finance | 2013-11-08 | 2022-03-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-10-18 | 2013-06-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-30 | 2010-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-10 | 2010-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-10 | 2010-09-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-31 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-07-31 | 2008-09-29 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Arthur Chong Wah Maloy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Eric Scott Greenberg | Ascent Capital Advisors Limited | 2013–2022 |
| Fergus Michael Lynch | Ascent Capital Advisors Limited | 2016–2022 |
| Yichen Zhou | Ascent Capital Advisors Limited | 2015–2019 |
| Xinqing Tang | Ascent Capital Advisors Limited | 2019–2021 |
| Yinpeng Wang | Ascent Capital Advisors Limited | 2019–2020 |
| Hin Cheung Lee | Ascent Capital Advisors Limited | 2014–2015 |
| Simon Devereux Clement Harman | Ascent Capital Advisors Limited | 2019–2020 |
| Pui Yan Deborah Kwok | Ascent Capital Advisors Limited | 2021–2022 |