Pui Yan Deborah Kwok
郭珮恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yan Deborah Kwok (郭珮恩), a licensed former licensee with CE reference BRO684. This person has 3.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascent Capital Advisors Limited | Rep | Type 1 - Dealing in securities | 2021-09-14 | 2024-08-31 |
| Ascent Capital Advisors Limited | Rep | Type 4 - Advising on securities | 2021-09-14 | 2024-08-31 |
| Ascent Capital Advisors Limited | Rep | Type 6 - Advising on corporate finance | 2021-09-14 | 2024-08-31 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yan Deborah Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Eric Scott Greenberg | Ascent Capital Advisors Limited | 2021–2024 |
| Fergus Michael Lynch | Ascent Capital Advisors Limited | 2021–2024 |
| Arthur Chong Wah Maloy | Ascent Capital Advisors Limited | 2021–2022 |
| Shing Sat Ho | Ascent Capital Advisors Limited | 2024 |