Tsun Wah Alvan Yip
葉俊華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsun Wah Alvan Yip (葉俊華), a licensed former licensee with CE reference ATO776. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RC Futures Advisory Limited |
RO | Type 4 — Advising on securities | 2019-11-01 | 2022-12-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-10-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-29 | 2017-10-02 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-24 | 2010-10-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-24 | 2010-10-04 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-24 | 2010-10-04 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-24 | 2010-10-04 |