Dragon Capital Management (HK) Limited

CE No. AQE643 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dragon Capital Management (HK) Limited, a Hong Kong-based licensed corporation with CE reference AQE643. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 7 (total recorded over time: 14). Earliest licence on file: 2008-01-28.
Category:: Buyside · Private equity / VC ?
Registered address:: Unit 2406, 24/F, 9 Queen's Road Central
Website:
LinkedIn:

Activity	From	To
Type 4 - Advising on securities	2008-01-28	present
Type 9 - Asset management	2009-06-05	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Sui Yang Phang 彭修阳	RO 4, 9	2024-08	Present
Beat Schurch	RO 4, 9	2014-04	Present
Dominic Timothy Charles Scriven	RO 4, 9	2010-08	Present
Sze Ki Yeung 楊詩琪	RO 4, 9 Rep 4, 9	2021-07	Present
Ailsa Ross Cuthbert	Rep 4, 9	2017-09	Present
Kenji Hamada	Rep 4, 9	2017-11	Present
William Field Ross	Rep 4, 9	2025-12	Present
Maria Shuk Man Leung 梁淑敏	RO 4, 9	2008-01	2024-08
David Nicholas Ainsworth	Rep 4	2016-08	2021-08
Juerg Christoph Fritschi	RO 4, 9 Rep 4	2019-02	2020-09
Martin Boldt-Christmas	Rep 9	2015-07	2017-01
Andrew Charles Spence	Rep 9	2015-07	2017-01
Raymond Peter Ryder	RO 4, 9	2008-01	2010-08
Tung Kim Nguyen	RO 4	2008-01	2009-06