Andrew Charles Spence
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Charles Spence ( ), a licensed former licensee with CE reference ANV216. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athos Capital Limited | Rep | Type 9 — Asset management | 2022-04-12 | 2024-05-31 |
| Dragon Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2015-07-10 | 2017-01-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2013-07-24 | 2013-11-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2013-11-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-19 | 2013-11-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2007-03-19 | 2013-11-26 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-19 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-03-19 | 2013-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2007-03-19 | 2010-12-06 |
| Elliott Advisors (HK) Limited | Rep | Type 9 — Asset management | 2006-08-28 | 2006-12-31 |