Juerg Christoph Fritschi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juerg Christoph Fritschi ( ), a licensed former licensee with CE reference ASH305. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2019-08-13 | 2020-09-15 |
| Dragon Capital Management (HK) Limited |
RO | Type 4 — Advising on securities | 2019-04-11 | 2020-09-15 |
| Dragon Capital Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2019-02-14 | 2019-04-11 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-28 | 2018-11-12 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-10-28 | 2018-11-12 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-22 | 2009-10-28 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-22 | 2009-10-28 |