Yuk Kwan Wu
胡玉羣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Kwan Wu (胡玉羣), a licensed former licensee with CE reference ACJ213. This person has 15.5 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2018-10-16 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2018-10-16 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-04 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-04 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Kwan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.