Yuk Kwan Wu
胡玉羣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Kwan Wu (胡玉羣), a licensed former licensee with CE reference ACJ213. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2018-10-16 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2018-10-16 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-04 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-11-04 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-04 |