Tung Shing Lau
劉東成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Shing Lau (劉東成), a licensed former licensee with CE reference AJF414. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-03 | 2019-06-30 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-06 | 2011-10-01 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-24 | 2011-10-01 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-10 | 2011-10-01 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-12 | 2007-08-07 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-30 | 2003-12-07 |