Yao Chi Chiu

丘耀基
CE No. AEY497 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao Chi Chiu (丘耀基), a licensed former licensee with CE reference AEY497. This person has 8.3 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Prime Securities Limited
發利證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2011-07-18
Prime Securities Limited
發利證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-11-25
Prime Securities Limited
發利證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-11-25
Prime Securities Limited
發利證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-11-25
Prime Securities Limited
發利證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-11-25

Worked alongside

The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Yao Chi Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Po Keung Chiu Prime Securities Limited 2003–2011
Yuet Man Hui Prime Securities Limited 2003–2011
Kam Ling Tin Prime Securities Limited 2003–2011
Shirley Wai Man Hui Prime Securities Limited 2003–2011
Chun Him Wan Prime Securities Limited 2003–2011
Hang Wing Yeung Prime Securities Limited 2003–2011
Robert Chou Yuen Hui Prime Securities Limited 2003–2008
Yin Ling Lee Prime Securities Limited 2004–2011
Ka Yin Yip Prime Securities Limited 2005–2011
Tsoi Man Siu Prime Securities Limited 2003–2006
Wai Chun Ko Prime Securities Limited 2007–2009
Kwok Wai Wong Prime Securities Limited 2006–2008
Seek Yuen Hon Prime Securities Limited 2006–2008
Chun Hing Poon Prime Securities Limited 2010–2011
Peter Chi Keung Tang Prime Securities Limited 2003
Lee Hung Kong Prime Securities Limited 2010–2011
Tak Tong Chung Prime Securities Limited 2008–2009
Chor Wan Chan Prime Securities Limited 2011
Yiu Cho Lau Prime Securities Limited 2011

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