Seek Yuen Hon

韓悉淵
CE No. AAB418 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seek Yuen Hon (韓悉淵), a licensed former licensee with CE reference AAB418. This person has 5.1 years of SFC licence history. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Prime Securities Limited
發利證券有限公司
Rep Type 1 - Dealing in securities 2006-11-16 2008-06-15
Walco Securities Limited
新偉高證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-09-30
Walco Securities Limited
新偉高證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-01-25
Walco Securities Limited
新偉高證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-01-25
Walco Securities Limited
新偉高證券有限公司
Rep Type 9 - Asset management Pre-2003 2005-01-25

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