Seek Yuen Hon
韓悉淵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seek Yuen Hon (韓悉淵), a licensed former licensee with CE reference AAB418. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime Securities Limited 發利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-16 | 2008-06-15 |
| Walco Securities Limited 新偉高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-09-30 |
| Walco Securities Limited 新偉高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-25 |
| Walco Securities Limited 新偉高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-25 |
| Walco Securities Limited 新偉高證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-25 |