Shuk Kwan Cho
曹淑君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Kwan Cho (曹淑君), a licensed former licensee with CE reference ACL804. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2012-07-14 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 4 — Advising on securities | present | 2012-07-14 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-30 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-30 |