Tin Chu Lau
劉天柱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Chu Lau (劉天柱), a licensed former licensee with CE reference AHM913. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-22 | 2012-03-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-22 | 2012-03-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-04 | 2007-11-08 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-04 | 2007-11-08 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-21 | 2005-04-29 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-23 | 2005-04-29 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-17 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-17 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-17 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-17 |