Ligang Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ligang Yan (閆立罡), a licensed Responsible Officer with CE reference AXI245. Currently licensed at 1 firm(s): China Life Franklin Asset Management Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.4 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-05 | present |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-06-05 | present |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 9 - Asset management | 2024-06-05 | present |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-22 | 2024-06-05 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-22 | 2024-06-05 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-05-22 | 2024-06-05 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-24 | 2017-07-29 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-24 | 2017-07-29 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-04-24 | 2017-07-29 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-01 | 2016-01-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-01 | 2016-01-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-01 | 2016-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ligang Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.