Peter Fang
方宗鼎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Fang (方宗鼎), a licensed former licensee with CE reference AUD627. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-06-01 | 2010-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-06-01 | 2010-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-06-01 | 2010-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-06-01 | 2010-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-06-01 | 2010-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-06-01 | 2010-09-28 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-12 | 2010-05-21 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-12 | 2010-05-21 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-12 | 2010-05-21 |