Cortez Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cortez Capital Limited ( ), a Hong Kong-based licensed corporation with CE reference ABF301. Currently licensed for regulated activity type(s) 4 - Advising on securities. Current licensed staff on file: 1 (total recorded over time: 3). Earliest licence on file: 2006-03-22.
Registered address
1601 Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2006-03-22 | present |
| Type 4 - Advising on securities | present | 2005-03-21 |
| Type 6 - Advising on corporate finance | present | 2006-11-06 |
| Type 9 - Asset management | present | 2006-03-22 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Harshawardhan Hanmant Sabale | RO 4, 6, 9 | 2005-07 | 2006-11 |
| Bruno Paul Yves Ghislain Seghin | RO 4, 6, 9 | Pre-2003 | Present |
| Yi Fan Wong 黃綺芬 | RO 4 | 2006-12 | 2026-04 |
Showing 1–3 of 3
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