Harshawardhan Hanmant Sabale
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harshawardhan Hanmant Sabale ( ), a licensed former licensee with CE reference ALW293. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cortez Capital Limited |
RO | Type 4 - Advising on securities | 2006-03-22 | 2006-11-22 |
| Cortez Capital Limited |
RO | Type 6 - Advising on corporate finance | 2005-07-27 | 2006-03-27 |
| Cortez Capital Limited |
RO | Type 9 - Asset management | 2005-07-27 | 2005-09-28 |