Stephen John Winter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen John Winter, a licensed Responsible Officer with CE reference BMV404. Currently licensed at 1 firm(s): Cortez Capital Limited. Active regulated activities: Type 4 - Advising on securities. This person has 7.0 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cortez Capital Limited | RO | Type 4 - Advising on securities | 2026-09-29 | present |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-07 | 2025-03-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 - Advising on securities | 2020-10-07 | 2025-03-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 9 - Asset management | 2019-07-18 | 2025-03-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-27 | 2020-10-07 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-27 | 2020-10-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen John Winter during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.