Paul Man Yiu Lee
李文耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Man Yiu Lee (李文耀), a licensed Representative with CE reference ADV329. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2016-02-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2016-02-29 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2016-02-29 | present |
| Phoenician Limited 富理基有限公司 |
RO | Type 4 — Advising on securities | 2015-09-21 | 2016-02-12 |
| Phoenician Limited 富理基有限公司 |
RO | Type 9 — Asset management | 2014-04-15 | 2016-02-12 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-16 | 2011-06-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-20 | 2008-11-19 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-25 | 2007-11-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-20 | 2007-11-17 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-20 | 2007-11-17 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2004-07-05 | 2005-05-25 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-07-05 | 2005-05-25 |