Kenichi Kagotani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenichi Kagotani, a licensed former licensee with CE reference AMJ330. This person has 3.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-08 | 2008-08-23 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-16 | 2008-08-23 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-16 | 2007-11-01 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenichi Kagotani during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.