Kwun Hung Wong
王冠雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Hung Wong (王冠雄), a licensed former licensee with CE reference AJF996. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-17 | 2009-05-04 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-17 | 2009-05-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-27 | 2007-10-13 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-27 | 2007-10-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-24 | 2007-07-26 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-24 | 2007-07-26 |
| MUSHK Limited | Rep | Type 2 — Dealing in futures contracts | 2005-09-07 | 2007-03-01 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2005-09-01 | 2007-03-01 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-21 | 2005-08-29 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-11 | 2005-07-06 |