Sumiyuki Akaiwa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumiyuki Akaiwa ( ), a licensed former licensee with CE reference ANH760. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-10-05 | 2008-04-17 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-02-02 | 2007-11-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-26 | 2008-04-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 — Advising on securities | 2006-07-26 | 2008-04-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-05-26 | 2008-04-17 |