Sumiyuki Akaiwa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumiyuki Akaiwa, a licensed former licensee with CE reference ANH760. This person has 1.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-10-05 | 2008-04-17 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-02-02 | 2007-11-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 - Dealing in securities | 2006-07-26 | 2008-04-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 - Advising on securities | 2006-07-26 | 2008-04-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-05-26 | 2008-04-17 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Sumiyuki Akaiwa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.