Tatsuya Yumoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tatsuya Yumoto ( ), a licensed former licensee with CE reference ADE461. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-11 | 2012-04-21 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-11-11 | 2012-04-21 |