Ching-Ju Lee
李靜如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching-Ju Lee (李靜如), a licensed former licensee with CE reference APW357. This person has 2.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-06 | 2010-08-06 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-03-06 | 2010-08-06 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-03 | 2008-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ching-Ju Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.