Kenichiro Masuzawa

CE No. AHY169 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenichiro Masuzawa, a licensed former licensee with CE reference AHY169. This person has 1.1 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Daiwa Asset Management (H.K.) Limited
大和投資管理(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-05-05
Daiwa Asset Management (H.K.) Limited
大和投資管理(香港)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-05-05
Daiwa Asset Management (H.K.) Limited
大和投資管理(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-05-05
Daiwa Asset Management (H.K.) Limited
大和投資管理(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-05-05

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenichiro Masuzawa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
John Charles Boon Huat Koh Daiwa Asset Management (H.K.) Limited 2003–2004
Atsushi Tahara Daiwa Asset Management (H.K.) Limited 2003–2004

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