Pak Lam Luk
陸柏林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Lam Luk (陸柏林), a licensed former licensee with CE reference AMS491. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ortus Capital Management Limited 泓策投資管理有限公司 |
Rep | Type 9 — Asset management | 2008-03-31 | 2008-12-14 |
| Longitude Asia Limited 瑞士經緯投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-28 | 2008-03-07 |
| Longitude Asia Limited 瑞士經緯投資有限公司 |
Rep | Type 9 — Asset management | 2006-06-28 | 2008-03-07 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-24 | 2006-04-21 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-24 | 2006-04-21 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-24 | 2006-04-21 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-24 | 2006-04-21 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-24 | 2006-04-21 |