Yen Ting Lee
李言亭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen Ting Lee (李言亭), a licensed Representative with CE reference BTD469. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 3.8 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-24 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-08-24 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2022-11-07 | 2026-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yen Ting Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.