Yiu Kwok Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kwok Poon (潘耀國), a licensed Representative with CE reference BRI129. Currently licensed at 1 firm(s): First Fidelity Capital (International) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Fidelity Capital (International) Limited | Rep | Type 1 - Dealing in securities | 2024-03-07 | present |
| First Fidelity Capital (International) Limited | Rep | Type 4 - Advising on securities | 2024-03-07 | present |
| First Fidelity Capital (International) Limited | Rep | Type 9 - Asset management | 2024-03-07 | present |
| EX ASSET MANAGEMENT LIMITED | Rep | Type 4 - Advising on securities | 2023-02-16 | 2024-02-21 |
| EX ASSET MANAGEMENT LIMITED | Rep | Type 9 - Asset management | 2023-02-16 | 2024-02-21 |
| First Fidelity Capital (International) Limited | Rep | Type 1 - Dealing in securities | 2021-07-29 | 2023-01-09 |
| First Fidelity Capital (International) Limited | Rep | Type 4 - Advising on securities | 2021-07-29 | 2023-01-09 |
| First Fidelity Capital (International) Limited | Rep | Type 9 - Asset management | 2021-07-29 | 2023-01-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Kwok Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.