Shang Xian Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Xian Li (李尚賢), a licensed Representative with CE reference BRH304. Currently licensed at 2 firm(s): CITIC Securities Asset Management (HK) Limited, CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 5.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-19 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-06-01 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-19 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-19 | present |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-11 | 2022-04-29 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-11 | 2022-04-29 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-06-11 | 2022-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shang Xian Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.