Wai Yin Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Au (歐瑋彥), a licensed Representative with CE reference BQF524. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2024-04-08 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2024-04-08 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 9 - Asset management | 2024-04-08 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-08 | 2024-02-04 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-08 | 2024-02-04 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-10-08 | 2024-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yin Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.