Yi Li
李一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Li (李一), a licensed Responsible Officer with CE reference BPM007. Currently licensed at 1 firm(s): Mirae Asset Securities (HK) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 6.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 - Asset management | 2025-03-10 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-06 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-01-06 | 2025-03-10 |
| Olympus Partners Asia Limited | Rep | Type 9 - Asset management | 2021-06-07 | 2021-12-01 |
| Olympus Partners Asia Limited | Rep | Type 1 - Dealing in securities | 2020-04-08 | 2021-12-01 |
| Olympus Partners Asia Limited | Rep | Type 4 - Advising on securities | 2020-04-08 | 2021-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.