Sung Jin Yoon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Jin Yoon ( ), a licensed former licensee with CE reference AUN972. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Olympus Partners Asia Limited | RO | Type 9 — Asset management | 2020-06-02 | 2022-12-12 |
| Olympus Partners Asia Limited | RO | Type 1 — Dealing in securities | 2019-02-26 | 2022-12-12 |
| Olympus Partners Asia Limited | RO | Type 4 — Advising on securities | 2019-02-26 | 2022-12-12 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-02-20 | 2014-12-14 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-10 | 2014-02-20 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-10 | 2014-12-14 |
| Lee Capital Partners Limited |
RO | Type 4 — Advising on securities | 2012-04-11 | 2012-11-16 |
| Incap Investment Asia Limited |
RO | Type 1 — Dealing in securities | 2010-02-22 | 2011-06-03 |
| Incap Investment Asia Limited |
RO | Type 4 — Advising on securities | 2010-02-22 | 2011-06-03 |
| Incap Investment Asia Limited |
RO | Type 6 — Advising on corporate finance | 2010-02-22 | 2011-06-03 |