Bon Soo Koo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bon Soo Koo, a licensed Representative with CE reference BOR645. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-01-26 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 - Advising on securities | 2024-01-26 | present |
| Evercore Asia Limited |
Rep | Type 1 - Dealing in securities | 2019-08-08 | 2023-12-13 |
| Evercore Asia Limited |
Rep | Type 4 - Advising on securities | 2019-08-08 | 2023-12-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bon Soo Koo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.