Li Xing
邢莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Xing (邢莉), a licensed Responsible Officer with CE reference BMX389. Currently licensed at 1 firm(s): Huayu Securities Limited . Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 7.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-14 | present |
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 4 - Advising on securities | 2024-05-14 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-17 | 2024-01-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-08-17 | 2024-01-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 - Advising on securities | 2023-08-17 | 2024-01-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 - Advising on securities | 2023-08-17 | 2024-01-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 - Asset management | 2023-08-17 | 2024-01-31 |
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-09 | 2023-03-24 |
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 4 - Advising on securities | 2021-09-09 | 2023-03-24 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-08 | 2021-09-09 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-08 | 2021-09-09 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-17 | 2021-04-16 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-17 | 2021-04-16 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 - Asset management | 2018-05-17 | 2021-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Xing during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.