Wai Ling So
蘇惠玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ling So (蘇惠玲), a licensed former licensee with CE reference BMW393. This person has 4.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-31 | 2025-07-25 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-31 | 2025-07-25 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-21 | 2023-04-14 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-21 | 2023-04-14 |
| Global Investment Strategy HK Limited | Rep | Type 1 - Dealing in securities | 2019-07-17 | 2020-06-19 |
| Global Prime Partners (Asia) Limited | Rep | Type 2 - Dealing in futures contracts | 2018-11-13 | 2019-06-27 |
| Global Prime Partners (Asia) Limited | Rep | Type 1 - Dealing in securities | 2018-05-09 | 2019-06-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ling So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.