Yu Tzu Chang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Tzu Chang (張育滋), a licensed Responsible Officer with CE reference BMR330. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-24 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2020-08-24 | present |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-08-19 | present |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-03-08 | 2022-05-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-28 | 2020-08-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-28 | 2020-08-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Tzu Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.