Chi Wing Cynthia Lau
劉智穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Cynthia Lau (劉智穎), a licensed former licensee with CE reference BME269. This person has 7.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-03-31 | 2026-03-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-03-31 | 2026-03-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-03-31 | 2026-03-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-03-31 | 2026-03-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-03-13 | 2026-03-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-03-13 | 2026-03-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-08 | 2024-12-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wing Cynthia Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.