Ka Wai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Chan (陳嘉威), a licensed Responsible Officer with CE reference BLR954. Currently licensed at 2 firm(s): Azure Lion International Securities Company Limited, Azure Lion International Asset Management Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.5 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-02 | present |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 4 - Advising on securities | 2025-09-02 | present |
| Azure Lion International Asset Management Company Limited 青獅國際資產管理有限公司 |
RO | Type 9 - Asset management | 2025-09-02 | present |
| HONOR CAPITAL (HK) LIMITED 榮耀資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-09-24 | 2025-08-31 |
| HONOR CAPITAL (HK) LIMITED 榮耀資本(香港)有限公司 |
RO | Type 9 - Asset management | 2024-09-24 | 2025-08-31 |
| HONOR CAPITAL (HK) LIMITED 榮耀資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-16 | 2024-09-24 |
| HONOR CAPITAL (HK) LIMITED 榮耀資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-07-16 | 2024-09-24 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-13 | 2024-07-07 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-05-13 | 2024-07-07 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-13 | 2024-07-07 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-11-08 | 2024-04-22 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-26 | 2024-04-22 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-07 | 2024-04-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-10-26 | 2021-12-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-28 | 2021-12-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-28 | 2021-12-31 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-02 | 2021-09-05 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 - Asset management | 2020-04-02 | 2021-09-05 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-11 | 2021-09-05 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-07 | 2019-09-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-16 | 2018-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.