Chi Kin So
蘇智健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kin So (蘇智健), CE reference ANW377. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-09-04 | 2025-08-01 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 4 — Advising on securities | 2023-05-31 | 2025-08-01 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-11 | 2025-08-01 |
| Akuna Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2019-10-16 | 2022-02-28 |
| Akuna Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2019-10-16 | 2022-02-28 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2019-02-22 | 2019-07-13 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-17 | 2019-02-22 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2018-04-17 | 2019-02-22 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2018-04-17 | 2019-07-13 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-21 | 2019-07-13 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-05 | 2018-02-21 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-30 | 2018-01-21 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-04-30 | 2018-01-21 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2014-04-30 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-18 | 2014-04-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-03 | 2012-06-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-18 | 2012-06-07 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-11-18 | 2012-06-07 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-18 | 2009-10-06 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-18 | 2009-10-06 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-09-18 | 2009-10-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-27 | 2008-08-22 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-02-27 | 2008-08-22 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-01 | 2008-08-22 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-01 | 2008-08-22 |