Herbert Wai Pui So
蘇偉培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herbert Wai Pui So (蘇偉培), a licensed former licensee with CE reference BJB543. This person has 5.9 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-16 | 2023-03-09 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-02 | 2021-11-30 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-01-02 | 2021-11-30 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 - Asset management | 2019-12-23 | 2021-11-30 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-26 | 2019-12-07 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-26 | 2019-12-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-27 | 2019-07-13 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-27 | 2019-07-13 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-06-27 | 2019-07-13 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-16 | 2019-07-13 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-16 | 2019-07-13 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-02-16 | 2019-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Herbert Wai Pui So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.