Ho Tak Fung

馮浩德
CE No. ARR598 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Tak Fung (馮浩德), a licensed former licensee with CE reference ARR598. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
AIA Investment Management HK Limited
友邦投資管理香港有限公司
RO Type 4 — Advising on securities 2020-03-13 2022-08-31
AIA Investment Management HK Limited
友邦投資管理香港有限公司
Rep Type 9 — Asset management 2019-09-04 2022-08-31
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 1 — Dealing in securities 2018-01-02 2019-07-31
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 4 — Advising on securities 2018-01-02 2019-07-31
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 9 — Asset management 2018-01-02 2019-07-31
Bright Fund Management Limited
光明投資管理有限公司
RO Type 9 — Asset management 2017-10-23 2019-07-31
China Everbright Securities Asset Management Limited
中國光大證券資產管理有限公司
RO Type 9 — Asset management 2017-10-23 2019-07-31
China Everbright Securities Asset Management Limited
中國光大證券資產管理有限公司
Rep Type 1 — Dealing in securities 2017-08-16 2019-07-31
China Everbright Securities Asset Management Limited
中國光大證券資產管理有限公司
Rep Type 4 — Advising on securities 2017-08-16 2019-07-31
China Everbright Securities Asset Management Limited
中國光大證券資產管理有限公司
Rep Type 9 — Asset management 2017-08-16 2017-10-23
Sun Life Asset Management (HK) Limited
永明資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2016-10-18 2017-07-27
Sun Life Asset Management (HK) Limited
永明資產管理(香港)有限公司
RO Type 9 — Asset management 2016-07-08 2017-07-27
Sun Life Asset Management (HK) Limited
永明資產管理(香港)有限公司
Rep Type 9 — Asset management 2015-10-19 2016-07-08
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司
Rep Type 1 — Dealing in securities 2008-11-06 2015-09-26
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司
Rep Type 4 — Advising on securities 2008-11-06 2015-09-26
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司
Rep Type 9 — Asset management 2008-11-06 2015-09-26

Related