Yan Yu
遇言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Yu (遇言), a licensed Responsible Officer with CE reference BHV329. Currently licensed at 1 firm(s): Heading Capital International Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heading Capital International Limited 恒德投資國際有限公司 |
RO | Type 4 - Advising on securities | 2025-01-27 | present |
| Heading Capital International Limited 恒德投資國際有限公司 |
RO | Type 9 - Asset management | 2025-01-27 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 - Asset management | 2018-04-27 | 2018-12-31 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-26 | 2018-12-31 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 - Advising on securities | 2017-01-26 | 2018-12-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-08 | 2018-12-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 - Advising on securities | 2016-11-08 | 2018-12-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-19 | 2016-11-08 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-19 | 2016-11-08 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 - Asset management | 2016-07-19 | 2016-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.