Letitia Yuen Man Yip
葉婉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Letitia Yuen Man Yip (葉婉雯), a licensed former licensee with CE reference AIY988. This person has 20.0 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSpro (Hong Kong) Limited 高普科技金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-14 | 2024-07-31 |
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-15 | 2023-08-01 |
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-09-15 | 2023-08-01 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-02 | 2022-09-15 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-06-02 | 2022-09-15 |
| Merdeka Securities Limited 領智證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-18 | 2022-03-31 |
| Merdeka Corporate Finance Limited 領智企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-05-18 | 2022-03-31 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-11 | 2021-05-18 |
| Merdeka Corporate Finance Limited 領智企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-11 | 2021-05-18 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-04 | 2021-01-14 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 - Advising on securities | 2019-01-04 | 2021-01-14 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-03-21 | 2021-01-14 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-01 | 2019-01-04 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-01 | 2017-03-21 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-07-12 | 2017-02-24 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-02-22 | 2016-07-12 |
| Altus Investments Limited | Rep | Type 1 - Dealing in securities | 2005-12-20 | 2009-06-19 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-10 | 2005-10-10 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-04-07 | 2009-06-19 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-07-04 | 2005-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Letitia Yuen Man Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.