Steven Chun Hin Chu
朱振軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Chun Hin Chu (朱振軒), a licensed former licensee with CE reference AMS312. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Regan International Securities Limited 雷根國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-16 | 2022-11-03 |
| Regan International Securities Limited 雷根國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-03 | 2019-04-16 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-16 | 2019-03-29 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-16 | 2019-03-29 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-02 | 2018-04-16 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-02 | 2018-04-16 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 — Advising on securities | 2017-05-02 | 2017-05-23 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-14 | 2017-05-23 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-23 | 2017-05-23 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-12-23 | 2017-05-23 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-30 | 2016-11-01 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-03 | 2016-11-01 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 — Advising on securities | 2015-08-03 | 2016-11-01 |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-27 | 2015-07-24 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-02-27 | 2015-07-24 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-26 | 2015-02-27 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-26 | 2015-02-27 |
| LT Finance Management Limited | Rep | Type 5 — Advising on futures contracts | 2013-11-25 | 2014-09-01 |
| LT Finance Management Limited | RO | Type 4 — Advising on securities | 2012-12-10 | 2014-09-01 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-14 | 2014-09-01 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-22 | 2012-08-14 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-22 | 2014-09-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-01 | 2012-05-19 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-18 | 2012-05-19 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-07-18 | 2012-05-19 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-18 | 2012-05-19 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-17 | 2011-06-22 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-02 | 2011-06-22 |
| BWC Forex Limited 寶華世紀外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-05-27 | 2011-06-22 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-12 | 2011-03-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-07 | 2009-12-31 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-22 | 2007-02-22 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-18 | 2006-07-26 |